Intermediate
MiFID II: Investor Protection and Suitability
A comprehensive guide to MiFID II investor protection obligations — client classification, suitability, appropriateness, best execution, product governance, and costs and charges disclosure.
6 modules · 28 lessons110 min
About this course
This course provides a structured and practical guide to the MiFID II investor protection framework as applied in Belgium and across the EU. It covers client classification, the suitability and appropriateness tests, best execution obligations, the Product Oversight and Governance (POG) framework, inducements and costs disclosure, and the outlook for MiFID III reforms. Designed for compliance officers, relationship managers, product teams, and senior management of investment firms and credit institutions providing investment services.
Course Syllabus
MiFID II/MiFIR: The Legal Framework10 min
Client Classification: Retail, Professional, and Eligible Counterparty10 min
Conduct of Business Obligations: Core Principles8 min
MiFID III: Upcoming Reforms and Key Changes8 min