Journal
What is a top-down approach or a tone-at-the-top culture? Learn its definition and how behaviour on regulatory changes help compliance officers build strong governance.
How is the insurance and reinsurance markets regulated in the EU? Learn about Solvency II, PRIIPS, and KIDs.
What is Regulatory Technology or RegTech? Learn the difference with FinTech and how RegTech compliance helps organisations to process legal requirements more efficiently.
What are financial sanctions and embargos? Learn about the countries considered as tax havens or non-cooperative economic nations by governments and international institutions.
What are Hawala transactions? Learn about this ancient system of money transfer and how it is being used by criminal and terrorist organizations to move money undetected.
Explore the list of GDPR enforcement actions, fines, and penalties against companies, institutions, and organization grouped by countries and pecuniary amount.
Hiring a consultant for your financial institution? Avoid mistakes and learn what you need to know before you choose to work with a consultancy firm!
What is cross-border distribution of investment funds? Learn how the investment fund scenery has changed and what is the impact assessment of the EU proposal.
Conduct Risk has been the hot topic of the past years. From principles to outcomes, discover how to articulate your business risk appetite by defining your gains appropriateness.
The 5th AML Directive has been adopted by the Council of the European Union. Learn the history of the directives and what changes have been made to the fifth in line.
How do you conduct business in Russia? Learn about the different kinds of Russian entities and how to conduct KYC on Russian counterparties.
What are the impacts of the recent regulatory introduction of Anti Money Laundering (AML) EU directives 2015/849 and 2018/843 ? What is Belgium's national deadline for compliance ?
